vrijdag 21 april 2017

Justice as fairness vs. Justice in holdings: an analysis of Rawls and Nozick

Abstract
1.1. Rawls: linking modern contract theories to classic social contract theories;
1.2. Justice as fairness- the original position;
1.3. Principles of Justice;
2.1. Robert Nozic: Justice in Holdings

1.1. Rawls: linking modern contract theories to classic contract theories

As a modern social contract theorist, Rawls seeks to refine the definition put forward by classic social contract theorists such as Rousseau and Locke.
He does so by not thinking of the original contract as one to enter into a particular society. Rather, the object of the original contract are the principles of justice for the basic structure of society, provided that these principles would be accepted by free and rational persons in an initial position of equality as defining the fundamental terms of their association.

1.2. Justice as fairness- the original position
Certain principles regulate all further agreements- they specify the kinds of social cooperation that can be entered into and the forms of government to be established. This way of regarding principles of justice is then to be called "Justice as fairness".

A purely hypothetical situation is introduced as "the original position". The original position is often critized by contemporary theorists. It is the question, though, if Rawls' proposition of a hypothetical position of equality among men, is understood within its context. Nowhere seems to be made the claim that reality would meet the requirements of principles of justice as set out by Rawls. Rawls is, ultimately, a theorist. His original position functions well as a starting point before entering into any kind of a social contract and developing any conception of justice. Rawls' conception of an ideal society is no more than a "thought experiment", like the classic social theories designed by his predecessors (from Plato to Rousseau). [ M.B.]

As Rawls himself puts it: "The choices which rational men would make in a hypothetical situation of equal liberty determine the principles of justice. In justice as fairness, the original position of equality corresponds to the state of nature in classic social contract theories. This position is not a historical fact; it is understood as a purely hypothetical situation to lead to a certain conception of justice."

An essential feature of the original position is that of a "veil of ignorance"- the initial status quo appropriate to reach agreements as fair as possible. The veil of ignorance is that "no one knows his place in society, his class position or social status, nor does anyone know his fortune in the natural distribution of assets like intelligence and strength. This implies that no one is advantaged or disadvantaged, thus no one is able to design principles in his favor."

This concept serves to maintain that principles of justice are the result of a fair agreement. In the social world, natural assets, such as intelligence and strength, are no more than arbitrary from a moral point of view. Rawls explains that "justice as fairness" conveys the idea that the principles of justice are agreed to under fair conditions. Hence is why Rawls' contract theory can be described as one of "procedural justice" [M.B.].

To justify the original position, Rawls states that "The purpose of these conditions is to represent equality between human beings as moral persons. The state of affairs I refer to as reflective equilibrum."

In adopting principles, would the (commonly accepted) principle of utility be acknowledged? 

"It hardly seems likely that persons who view themselves as equal, would agree to a principle which may require lesser life prospects for the sake of a greater sum of advantages enjoyed by others. No one has a reason to acquiesce in an enduring loss for himself in order to bring about a greater net balance of satisfaction. No rational man would accept a structure merely because it maximized the algebraic sum of advantages. The utility principle is incompatible with the conception of social cooperation among equals for mutual advantage."

Rawls proposes to replace the utility principle with his two infamous principles of justice:

"The first requires equality in the assignment of basic rights and duties, while the second holds that social and economic inequalities are permissible, if only they result in compensating benefits for everyone- in particular the least advantaged in society."

1.3. Principles of Justice

1. Each person is to have an equal right to the most extensive scheme of equal basic liberties, compatible with a similar scheme of liberties for others;

2. Both social and economic equalities are to be arranged so that they are both:

a. reasonably expected to be at everyone's advantage;
b. attached to positions and offices open for all.

1. Rawls lists the basic liberties as "political liberty and freedom of speech and assembly; liberty of conscience and freedom of thought; integrity of the person; the right to hold personal property and freedom from arbitrary arrest."

2. The second principle is referred to as the "difference principle": inequalities are admissible, provided that they are at the advantage to the least advantaged.

A lexical order is presented: these principles are to be arranged so with the first principle of basic liberties prior to the second. Infringement of the liberties protected by the first principle, cannot be justified by the second. It is, however, important to note that none of these liberties is absolute. If it be,  an infringement would be imposed on the "right to property" in order to reach an equality of econonomic resources.

2.1. Robert Nozick: Justice in Holdings (Libertarianism)
Contributing to the debate of distribution, Nozick develops the "Entitlement theory" of "Justice in Holdings".  According to Nozick, "there is no distribution of goods we want to own, in a sense of these goods being "divided" by any given government. What each person gets, he gets from others in exchange for something, or as a gift." In this view, Rawls seems to ignore the factor of reciprocity that leads man to obtain goods.

"Justice in holdings" implies:
(a) that one can acquire an object along the principles of just acquisition [res nullius; mixing one's labor with the object (Locke) M.B.];
(b) that one could obtain an object in accordance with the principles of just transfer.

The "justice" aspect is to point out that no one can justly own an object where the ownership cannot be traced by the application of one/ both of these principles.

In "Anarchy, State and Utopia", Nozick proposes a "minimal state, limited to the function of the protection of personal property. Any more extensive state will violate persons' rights not to be forced and is not justified. Individuals have rights, and there are things that no person or group may do to them without violating their rights. The state may not use its coercive apparatus to get citizens to aid others [re-distribution of sources, M.B.], or in order to prohibit activities to people for their own good."

Nozick takes into consideration the anarchist claim that a state using its coercive apparatus, violates an individuals' rights and is therefore intrinsically immoral. Turning to the tradition of social thought, utopian theory, Nozick states that "..what can be saved from this tradition is precisely the structure of a minimal state."

Just like Rawls, the theory developed by Nozick is a thought experiment. On a closer reading, one will discover that nowhere the entitlement theory is presented as an absolute postulate. Nozick's thought experiment seems to strike a balance between an anarchist view of the state and Rawls' theory of distributive justice.

Recommended reading
Bix, Legal Enforcement of Morality, 2012;
Nozick, Anarchy, State and Utopia, 1974;
Rawls, A Theory of Justice, 1971.